SFC Licences of TAM Wai Yin 譚慧妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuan Tong Global Securities Limited 圓通環球證券有限公司
RE 1, 4 08 October 2021 19 April 2022
Yunfeng Securities Limited 雲鋒證券有限公司
RE 1 27 December 2013 30 December 2014
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
RE 1 05 October 2012 30 December 2014
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 05 October 2009 29 March 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 05 October 2009 29 March 2010
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 23 June 2008 22 August 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 August 2007 22 August 2009
East Asia Securities Company Limited 東亞證券有限公司
RE 1 21 July 2006 30 June 2007
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司
RE 9 08 October 2021 19 April 2022
Quasar Securities Co., Limited 駿昇証券有限公司
RE 1 23 January 2018 26 May 2021
Quasar Asset Management Limited 駿昇資產管理有限公司
RE 4, 9 23 January 2018 26 May 2021
Gransing Securities Co., Limited 國投證券有限公司
RE 4, 9 29 December 2015 05 January 2018
Gransing Securities Co., Limited 國投證券有限公司
RE 1 20 July 2015 05 January 2018