SFC Licences of SO Kwok Kan 蘇國勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 11 July 2012 | 10 January 2013 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 11 July 2012 | 10 January 2013 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 23 March 2012 | 15 June 2012 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 February 2012 | 15 June 2012 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 21 July 2006 | 22 June 2010 |