SFC Licences of SO Kwok Kan 蘇國勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Commodities Limited 時富商品有限公司 RE 2 11 July 2012 10 January 2013
Celestial Securities Limited 時富證券有限公司 RE 1 11 July 2012 10 January 2013
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 23 March 2012 15 June 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 February 2012 15 June 2012
East Asia Securities Company Limited 東亞證券有限公司 RE 1 21 July 2006 22 June 2010