SFC Licences of LO Yuen Ting, Candy 盧琬婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 April 2018 15 June 2022
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 02 March 2007 17 April 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 21 September 2006 17 April 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 31 August 2006 17 April 2010