SFC Licences of TAM Mo Ching, Ellen 譚慕貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 29 July 2010 | 01 June 2012 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 02 December 2009 | 14 July 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 February 2008 | 14 July 2010 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 28 March 2007 | 31 October 2007 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 06 October 2006 | 26 February 2007 |
| GT Capital Limited 高富金融有限公司 | RE | 1 | 18 September 2006 | 29 September 2006 |