SFC Licences of LI Wai Yin 李慧妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 27 June 2012 | 16 March 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 24 June 2010 | 16 June 2012 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 26 April 2010 | 07 June 2010 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 11 March 2010 | 08 April 2010 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 09 July 2007 | 05 March 2010 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 June 2007 | 05 March 2010 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 30 August 2006 | 28 May 2007 |