SFC Licences of WALLIS Shane Bernard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 15 September 2016 | 11 November 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 July 2006 | 09 January 2015 |