SFC Licences of CHAN Gee Yan, Dominic 陳智恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 19 May 2015 | 24 March 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 May 2015 | 24 March 2017 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 16 November 2010 | 25 August 2012 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 16 November 2010 | 25 August 2012 |
| MUSHK Limited | RE | 2 | 06 August 2007 | 07 November 2010 |
| MUSHK Limited | RE | 1 | 06 August 2007 | 07 November 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 June 2007 | 26 July 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 May 2007 | 26 July 2007 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 20 July 2006 | 27 November 2006 |