SFC Licences of TANG Ian Kenneth 鄧正行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Top Ace Asset Management Limited | RE | 9 | 01 December 2022 | |
| Top Ace Asset Management Limited | RE | 4 | 01 December 2022 | |
| Top Ace Asset Management Limited | RO | 9 | 18 March 2019 | 31 March 2022 |
| Top Ace Asset Management Limited | RO | 4 | 18 March 2019 | 31 March 2022 |
| Top Ace Asset Management Limited | RE | 9 | 02 January 2013 | 18 March 2019 |
| Boyer Allan Investment Management (Hong Kong) Limited | RE | 9 | 26 November 2008 | 01 February 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 December 2006 | 23 October 2008 |
| UBS Securities Asia Limited | RE | 2 | 24 July 2006 | 23 October 2008 |
| UBS Securities Asia Limited | RE | 1 | 24 July 2006 | 23 October 2008 |