SFC Licences of SO Kuen Kei 蘇權機

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gong Ping Securities Limited 公平證券有限公司 RO 1 11 November 2019
Gong Ping Futures Limited 公平期貨有限公司 RO 2 08 November 2019
Gong Ping Securities Limited 公平證券有限公司 RE 1 28 June 2019 11 November 2019
Chuenman Securities Limited 川文證券有限公司 RO 1 19 June 2017 01 April 2019
Chuenman Securities Limited 川文證券有限公司 RE 1 24 April 2017 19 June 2017
Huajin Futures (International) Limited 華金期貨(國際)有限公司 RE 2 22 October 2015 25 March 2017
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 22 October 2015 25 March 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 21 May 2015 01 September 2015
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 21 May 2015 01 September 2015
Emperor Futures Limited 英皇期貨有限公司 RE 2 11 April 2011 25 April 2015
Emperor Securities Limited 英皇證券有限公司 RE 1 25 May 2009 25 April 2015
Emperor Securities Limited 英皇證券有限公司 RE 1 28 March 2008 02 October 2008
Emperor Futures Limited 英皇期貨有限公司 RE 2 28 March 2008 02 October 2008
Wisdom Wealth Management Limited 竑智理財策劃有限公司 RE 4 30 August 2006 30 March 2007