SFC Licences of XIA Yibing 夏宜冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 | RE | 4 | 01 November 2010 | 20 June 2017 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 15 October 2010 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 20 March 2008 | 15 October 2010 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 27 July 2006 | 05 February 2008 |