SFC Licences of LUO Yong 羅詠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 29 August 2016 | 02 May 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 29 August 2016 | 02 May 2017 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 29 August 2016 | 02 May 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 December 2014 | 02 May 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 November 2013 | 29 August 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 November 2013 | 29 August 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 November 2013 | 29 August 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 27 September 2007 | 31 October 2013 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 28 July 2006 | 31 October 2013 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 28 July 2006 | 31 October 2013 |