SFC Licences of LUO Yong 羅詠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 29 August 2016 02 May 2017
CLSA Limited 中信里昂證券有限公司
RO 1 29 August 2016 02 May 2017
CLSA Limited 中信里昂證券有限公司
RE 4 30 December 2014 02 May 2017
CLSA Limited 中信里昂證券有限公司
RE 1 01 November 2013 29 August 2016
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 01 November 2013 29 August 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 4 27 September 2007 31 October 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 6 28 July 2006 31 October 2013