SFC Licences of LUCAS Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 04 March 2011 | 04 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 March 2011 | 04 January 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2006 | 29 October 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 August 2006 | 29 October 2010 |