SFC Licences of YIP Wai 葉蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 4 | 08 March 2016 | |
LGT Investment Management (Asia) Limited | RE | 1 | 08 March 2016 | |
LGT Investment Management (Asia) Limited | RE | 1 | 31 January 2013 | 07 May 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 July 2006 | 14 November 2012 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 25 July 2006 | 14 November 2012 |