SFC Licences of KOO Anna-mae Mei Jong 顧曉楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 30 September 2009 | 31 March 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 September 2009 | 31 March 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 September 2009 | 31 March 2010 |
Citigroup Property Investors Asia Limited | RE | 9 | 01 September 2008 | 01 September 2009 |
Citigroup Property Investors Asia Limited | RE | 4 | 01 September 2008 | 01 September 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 02 August 2006 | 27 September 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 02 August 2006 | 27 September 2007 |