SFC Licences of WILLIAMS Katherine Juri
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 14 September 2021 | |
| MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) | RE | 9 | 18 March 2020 | |
| OCP Asia (Hong Kong) Limited | RE | 9 | 28 August 2008 | 01 May 2017 |
| OCP Asia (Hong Kong) Limited | RE | 5 | 18 June 2008 | 01 May 2017 |
| OCP Asia (Hong Kong) Limited | RE | 4 | 18 June 2008 | 01 May 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 August 2006 | 06 June 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 August 2006 | 06 June 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 24 August 2006 | 06 June 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 24 August 2006 | 06 June 2008 |