SFC Licences of YEOW Allen Yi-Pin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 July 2007 | 05 December 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 July 2007 | 05 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 July 2006 | 24 May 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 July 2006 | 24 May 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 July 2006 | 24 May 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 July 2006 | 24 May 2007 |