SFC licenceholder ANR885 KWOK Yiu Wa 郭耀華

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 20 July 2009
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 20 July 2009
Celestial Securities Limited 時富證券有限公司 RE [1] (Dealing in Securities) 27 July 2006 13 July 2009
Celestial Commodities Limited 時富商品有限公司 RE [2] (Dealing in Futures Contracts) 27 July 2006 13 July 2009