SFC Licences of KWOK Yiu Wa 郭耀華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 20 July 2009 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 20 July 2009 | |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 27 July 2006 | 13 July 2009 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 27 July 2006 | 13 July 2009 |