SFC Licences of LI Kam Ming 李錦明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RO | 4 | 26 April 2022 | 26 April 2023 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 16 September 2021 | 26 April 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 18 May 2018 | 02 December 2020 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 4 | 22 August 2016 | 04 May 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 17 March 2016 | 04 May 2018 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 07 December 2015 | 04 May 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 13 November 2013 | 04 May 2018 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 18 September 2006 | 30 March 2013 |