SFC Licences of LIN Ka Chun 連嘉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 01 March 2023 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 March 2023 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 01 March 2023 | |
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 17 January 2014 | 07 April 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 05 December 2013 | 04 January 2014 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 11 July 2013 | 05 September 2013 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 31 December 2009 | 11 July 2013 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 06 April 2009 | 01 December 2009 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 25 September 2007 | 01 December 2009 |
orientiert XYZ Securities Limited | RE | 4 | 05 March 2007 | 04 May 2007 |