SFC Licences of HUTTON Ian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RO | 1 | 11 August 2016 | 01 October 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 18 June 2014 | 01 October 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 18 June 2014 | 11 August 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 18 March 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 08 June 2010 | 18 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 June 2010 | 18 March 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 June 2010 | 20 August 2010 |
| ICAP Equities Asia Limited | RE | 4 | 19 January 2009 | 19 April 2010 |
| ICAP Equities Asia Limited | RE | 1 | 19 January 2009 | 19 April 2010 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 31 July 2006 | 01 September 2008 |