SFC Licences of WANG Nan 王楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 28 September 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 March 2020 | 28 September 2020 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 23 March 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 23 March 2020 | |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 02 December 2008 | 14 December 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 May 2007 | 01 September 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 May 2007 | 01 September 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 31 July 2006 | 29 March 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 31 July 2006 | 29 March 2007 |