SFC Licences of SATO Hiromi 佐藤弘美

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 6 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 5 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 4 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 2 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 1 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 19 May 2020 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 5 19 May 2020 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 19 May 2020 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 2 19 May 2020 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 19 May 2020 21 May 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 4 18 January 2007 29 June 2012
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 1 18 January 2007 29 June 2012
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RO 9 18 January 2007 19 October 2010