SFC Licences of KOTO Hisanori 古東久典
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 23 September 2022 | 30 September 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 23 September 2022 | 30 September 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 September 2022 | 30 September 2022 |
| Merrill Lynch Far East Limited | RO | 2 | 14 July 2015 | 31 May 2019 |
| Merrill Lynch Far East Limited | RO | 1 | 14 July 2015 | 31 May 2019 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 14 July 2015 | 19 December 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 22 May 2012 | 14 July 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 22 May 2012 | 14 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 May 2012 | 14 July 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 August 2006 | 17 February 2012 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 04 August 2006 | 17 February 2012 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 04 August 2006 | 17 February 2012 |