SFC Licences of AU Chi Chung 區志宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 30 September 2009 | 16 October 2009 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 30 September 2009 | 16 October 2009 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 22 February 2008 | 05 June 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 21 September 2006 | 05 June 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 July 2006 | 05 June 2009 |