SFC Licences of PENG Antai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 23 December 2016 | 20 October 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 23 December 2016 | 20 October 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 23 December 2016 | 20 October 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 December 2016 | 20 October 2020 |
| Morgan Stanley Hong Kong Securities Limited | RO | 7 | 31 December 2013 | 23 December 2016 |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 31 December 2013 | 23 December 2016 |
| Morgan Stanley Hong Kong Securities Limited | RO | 1 | 31 December 2013 | 23 December 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 31 December 2013 | 23 December 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 31 December 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 31 December 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 August 2006 | 31 December 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2006 | 31 December 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 August 2006 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 August 2006 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 August 2006 | 06 December 2010 |