SFC Licences of LI Helen 李愷言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 6 | 24 August 2020 | ||
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 24 August 2020 | ||
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 24 August 2020 | ||
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 03 April 2019 | |
Merrill Lynch Far East Limited | RE | 6 | 23 July 2015 | 03 July 2018 |
Merrill Lynch Far East Limited | RE | 4 | 23 July 2015 | 03 July 2018 |
Merrill Lynch Far East Limited | RE | 1 | 23 July 2015 | 03 July 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 July 2015 | 03 July 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 July 2015 | 03 July 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 July 2015 | 03 July 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 07 August 2006 | 21 April 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2006 | 21 April 2015 |