SFC Licences of LI Xiaofeng 李曉楓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 27 April 2012 | 07 December 2012 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 27 April 2012 | 07 December 2012 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 13 April 2010 | 10 April 2012 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 13 April 2010 | 10 April 2012 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 August 2006 | 30 August 2008 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 01 August 2006 | 30 August 2008 |