SFC Licences of LOH Ngiap Chien, Derek 盧業展

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 1 04 April 2023
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 1 16 May 2019 14 June 2019
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 9 15 May 2019
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 4 15 May 2019
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 9 23 April 2019 15 May 2019
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 4 23 April 2019 15 May 2019
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RO 9 20 December 2018 29 March 2019
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RO 4 20 December 2018 29 March 2019
Atlantis Investment Management Limited 西京投資管理有限公司 RE 9 29 December 2008 15 December 2014
Atlantis Investment Management Limited 西京投資管理有限公司 RE 4 29 December 2008 15 December 2014
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 RE 9 27 September 2006 23 December 2008
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 RE 4 27 September 2006 23 December 2008