SFC Licences of LEE Ming Tak 李明德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Monmonkey Group Asset Management Limited 大聖資產管理有限公司 RO 9 10 August 2018
Monmonkey Group Asset Management Limited 大聖資產管理有限公司 RO 4 10 August 2018
Asia Investment Research Limited 亞洲投資研究有限公司 RO 9 22 September 2016 15 July 2018
Asia Investment Research Limited 亞洲投資研究有限公司 RO 4 22 September 2016 15 July 2018
Asia Investment Research Limited 亞洲投資研究有限公司 RE 9 02 August 2016 22 September 2016
Asia Investment Research Limited 亞洲投資研究有限公司 RE 4 02 August 2016 22 September 2016
Fortune Hill Asset Management Limited 富春山資產管理有限公司 RE 9 05 December 2014 05 July 2016
Fortune Hill Asset Management Limited 富春山資產管理有限公司 RE 4 05 December 2014 05 July 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 26 October 2011 11 October 2013
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 26 October 2011 11 October 2013
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 02 July 2009 01 September 2011
VC Brokerage Limited 滙盈證券有限公司 RE 4 08 July 2008 22 June 2009
Celestial Securities Limited 時富證券有限公司 RE 1 13 September 2006 16 May 2008