SFC Licences of JUKES Marc Samuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 25 September 2014 | 09 January 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 25 September 2014 | 09 January 2019 |
CF Global (HK) Limited | RE | 1 | 16 October 2012 | 22 September 2014 |
Parry International Trading Limited | RE | 1 | 23 November 2011 | 05 October 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 24 April 2009 | 10 June 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 24 April 2009 | 10 June 2011 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 September 2007 | 10 June 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 September 2007 | 10 June 2011 |
Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 | RO | 9 | 07 November 2006 | 16 August 2007 |