SFC Licences of AO Man 敖曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 12 November 2020 | |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 25 May 2017 | 01 March 2018 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 25 May 2017 | 01 March 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 25 May 2017 | 01 March 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 25 May 2017 | 01 March 2018 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 11 September 2014 | 18 June 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 August 2006 | 31 May 2014 |