SFC Licences of LEUNG Curtis Yan Wing 梁忻穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 29 April 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 29 April 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 December 2009 05 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 05 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 05 May 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 02 August 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 02 August 2006 29 September 2008