SFC Licences of CHANDRASAKARAN Aaron Raj
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 23 June 2022 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 23 June 2022 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 23 June 2022 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 14 October 2009 | 30 March 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 October 2009 | 30 March 2022 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 14 October 2009 | 31 January 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 March 2008 | 03 August 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 10 March 2008 | 03 August 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 02 August 2006 | 21 January 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 02 August 2006 | 21 January 2008 |