SFC Licences of CHANDRASAKARAN Aaron Raj

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 23 June 2022
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 23 June 2022
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 23 June 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 14 October 2009 30 March 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 October 2009 30 March 2022
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 14 October 2009 31 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 March 2008 03 August 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 10 March 2008 03 August 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 02 August 2006 21 January 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 02 August 2006 21 January 2008