SFC Licences of HUANG Yu 黃昱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 24 June 2022 | 07 February 2024 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 06 November 2013 | 14 May 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 06 November 2013 | 14 May 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 06 November 2013 | 14 May 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 28 March 2013 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 28 March 2013 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 28 March 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 July 2010 | 14 April 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 July 2010 | 14 April 2011 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 17 November 2008 | 01 April 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 02 August 2006 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 02 August 2006 | 29 September 2008 |