SFC licenceholder ANT279 BIAN Chenxi 卞晨希

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [9] (Asset Management) 04 October 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 04 October 2012 10 October 2016
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE [1] (Dealing in Securities) 24 November 2010 05 December 2011
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 26 February 2007 21 July 2010
Merrill Lynch Far East Limited RE [1] (Dealing in Securities) 26 February 2007 21 July 2010
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 26 February 2007 21 July 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE [4] (Advising on Securities) 03 August 2006 15 January 2007