SFC Licences of BIAN Chenxi 卞晨希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 04 October 2012 | 10 October 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 04 October 2012 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 October 2012 | |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 24 November 2010 | 05 December 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 February 2007 | 21 July 2010 |
Merrill Lynch Far East Limited | RE | 1 | 26 February 2007 | 21 July 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 February 2007 | 21 July 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 03 August 2006 | 15 January 2007 |