SFC Licences of DU Jing 杜菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 24 March 2015 | 21 December 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 24 March 2015 | 21 December 2018 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 December 2007 | 08 December 2009 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 02 August 2006 | 01 October 2007 |