SFC Licences of CHOI Kwok Wah 蔡國華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 3 | 29 October 2007 | 31 July 2021 |
Nerico Brothers Limited | RE | 2 | 21 June 2007 | 31 July 2021 |
Nerico Brothers Limited | RE | 1 | 21 June 2007 | 31 July 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2006 | 10 May 2007 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 August 2006 | 10 May 2007 |