SFC Licences of MOK Pui Mun, Betty 莫佩敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 20 October 2010 | 24 August 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 17 September 2008 | 16 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 17 September 2008 | 16 June 2009 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 September 2008 | 16 June 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 17 September 2008 | 16 June 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 17 September 2008 | 16 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 23 June 2008 | 16 June 2009 |
HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 23 May 2008 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 12 September 2006 | 23 May 2008 |