SFC Licences of MOK Pui Mun, Betty 莫佩敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 20 October 2010 24 August 2011
Newedge Broker Limited 新際經紀有限公司 RE 7 17 September 2008 16 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 17 September 2008 16 June 2009
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 17 September 2008 16 June 2009
SG Asset Finance (Hong Kong) Limited RE 2 17 September 2008 16 June 2009
SG Asset Finance (Hong Kong) Limited RE 1 17 September 2008 16 June 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 23 June 2008 16 June 2009
HSBC Futures (Singapore) Pte Ltd RE 5 13 August 2007 23 May 2008
HSBC Futures (Singapore) Pte Ltd RE 2 12 September 2006 23 May 2008