SFC Licences of LEE Wai Keung 李偉強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CN First International Futures Limited 中一期貨有限公司 RO 4 09 June 2021
CN First International Futures Limited 中一期貨有限公司 RO 1 09 June 2021
CN First International Futures Limited 中一期貨有限公司 RE 2 13 April 2021
CN First International Futures Limited 中一期貨有限公司 RE 1 22 March 2021 09 June 2021
Sun Growth Securities Limited 志昇証券有限公司 RO 1 04 October 2019 31 December 2020
Sun Growth Futures Limited 志昇期貨有限公司 RE 2 03 October 2018 28 February 2019
Sun Growth Securities Limited 志昇証券有限公司 RE 1 12 March 2018 04 October 2019
Mason Futures Limited 茂宸期貨有限公司 RE 2 28 July 2016 28 February 2018
Mason Securities Limited 茂宸證券有限公司 RE 1 28 July 2016 28 February 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 17 June 2016 24 July 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 17 June 2016 24 July 2016
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 21 August 2012 24 July 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 21 August 2012 24 July 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 21 August 2012 24 July 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 27 February 2007 10 August 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 07 August 2006 10 August 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 07 August 2006 10 August 2012