SFC Licences of LO Johnston 勞樹棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 08 February 2021 | 14 July 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 January 2014 | 14 July 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 January 2014 | 14 July 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 14 January 2014 | 27 November 2014 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 13 December 2006 | 05 December 2013 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 07 August 2006 | 05 December 2013 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 07 August 2006 | 05 December 2013 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 07 August 2006 | 22 January 2013 |