SFC Licences of CHEN Eric Kay 陳柏甫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 19 August 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 19 August 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 19 August 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 13 July 2022 19 August 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 13 July 2022 19 August 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 13 July 2022 19 August 2022
Admiralty Harbour Capital Limited 鐘港資本有限公司 RO 6 28 September 2021 31 May 2022
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 4 05 October 2020 31 May 2022
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 1 05 October 2020 31 May 2022
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 6 05 October 2020 28 September 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 26 June 2009 31 January 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 26 June 2009 31 January 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 26 June 2009 31 January 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 18 October 2007 25 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 October 2007 25 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 August 2006 28 May 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 04 August 2006 28 May 2007