SFC Licences of KWAN Hoi Ngai, Michael 關鎧毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 5 23 September 2019 20 December 2023
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 23 September 2019 20 December 2023
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 25 October 2018 20 December 2023
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 25 October 2018 20 December 2023
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 2 24 June 2015 24 February 2018
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 24 June 2015 24 February 2018
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 3 05 August 2013 07 June 2014
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 12 October 2012 27 July 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 16 March 2011 04 December 2011
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 16 March 2011 04 December 2011
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 3 01 June 2010 14 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 24 February 2010 17 May 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RE 3 02 October 2008 17 September 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 08 August 2006 03 October 2006