SFC Licences of CAI Chong 蔡翀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 15 May 2014 | 16 June 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 May 2014 | 16 June 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 May 2014 | 16 June 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 May 2007 | 14 January 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 May 2007 | 14 January 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 May 2007 | 31 January 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 August 2006 | 25 January 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 August 2006 | 25 January 2007 |