SFC Licences of WAI Derek Ho Kuen 衛浩權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 17 October 2013 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 17 October 2013 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 17 October 2013 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 17 October 2013 | 01 April 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 17 July 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 21 September 2007 | 17 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 September 2007 | 17 July 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 September 2007 | 20 August 2010 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 09 August 2006 | 03 September 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 09 August 2006 | 03 September 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 09 August 2006 | 03 September 2007 |