SFC Licences of TAN Kim Chong 陳金崇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 03 December 2009 | 24 March 2012 |
| UBS Securities Asia Limited | RE | 4 | 08 August 2006 | 26 February 2009 |