SFC Licences of YEUNG Lu 楊路

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 11 August 2010 19 April 2012
Merrill Lynch (Asia Pacific) Limited RE 4 08 April 2010 10 June 2010
Merrill Lynch (Asia Pacific) Limited RE 1 09 August 2006 10 June 2010