SFC Licences of LO Sze Wan, Hera 盧詩蘊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 June 2010 | 27 April 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 10 June 2010 | 27 April 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 June 2010 | 27 April 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 10 June 2010 | 27 April 2015 |
| ABN AMRO Financial Products Limited | RE | 1 | 09 August 2006 | 11 September 2008 |