SFC Licences of ZHU Liping 朱力平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 24 November 2016 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 November 2016 | |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RO | 9 | 02 July 2014 | 18 November 2016 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RO | 4 | 02 July 2014 | 18 November 2016 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 4 | 19 June 2013 | 02 July 2014 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 9 | 10 June 2013 | 02 July 2014 |
UBS Securities Hong Kong Limited | RE | 1 | 28 July 2010 | 06 April 2013 |
UBS Derivatives Hong Kong Limited | RE | 2 | 25 February 2008 | 06 April 2013 |
UBS Securities Asia Limited | RE | 2 | 25 February 2008 | 06 April 2013 |
UBS Securities Asia Limited | RE | 1 | 25 February 2008 | 06 April 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 October 2006 | 25 January 2008 |