SFC Licences of SONG Ziyi 宋子一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司	RE	9	21 September 2020	23 July 2021
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司	RE	4	21 September 2020	23 July 2021
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司	RE	1	21 September 2020	23 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	08 November 2017	17 August 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	08 November 2017	17 August 2020
CLSA Limited 中信里昂證券有限公司	RE	4	08 November 2017	17 August 2020
CLSA Limited 中信里昂證券有限公司	RE	1	08 November 2017	17 August 2020
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	03 July 2017	31 October 2017
UBS Securities Hong Kong Limited	RE	6	27 April 2015	02 March 2016
Merrill Lynch Far East Limited	RE	6	05 July 2010	02 March 2015
Merrill Lynch Far East Limited	RE	4	05 July 2010	02 March 2015
Merrill Lynch Far East Limited	RE	1	05 July 2010	02 March 2015
Merrill Lynch (Asia Pacific) Limited	RE	6	05 July 2010	02 March 2015
Merrill Lynch (Asia Pacific) Limited	RE	4	05 July 2010	02 March 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	05 July 2010	02 March 2015
Merrill Lynch Far East Limited	RE	6	11 September 2006	12 January 2009
Merrill Lynch Far East Limited	RE	4	11 September 2006	12 January 2009
Merrill Lynch Far East Limited	RE	1	11 September 2006	12 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	6	11 September 2006	12 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	4	11 September 2006	12 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	11 September 2006	12 January 2009