SFC Licences of WARSHAWSKY Nim
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jane Street Asia Pacific Limited | RE | 2 | 23 December 2022 | |
| Jane Street Asia Pacific Limited | RE | 1 | 23 December 2022 | |
| Jane Street Hong Kong Limited | RE | 2 | 23 December 2022 | |
| Jane Street Hong Kong Limited | RE | 1 | 23 December 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 August 2016 | 29 July 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 August 2016 | 29 July 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 March 2011 | 16 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 March 2011 | 16 June 2011 |
| Citadel Asia Limited | RE | 9 | 11 August 2006 | 24 May 2007 |